Co-Chairs’ Opening Remarks
Speaker(s):
Co-Chairs
Alexandra Melia
Partner
Steptoe (UK)
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Wednesday, 28 Sep, 202208:30am-09:00amRegistration Opens. Refreshments and Networking09:00am-09:15am09:15am-10:00am
UK Economic Crime And Corporate Transparency Bill: New Risks And Compliance Expectations
• Widening the scope of corporate criminal liability
• Failure to prevent economic crime: Senior managers – How will Senior Managers be affected?10:00am-11:00amWhen The Long Arm Keeps Getting Longer: Us Government Policy Drivers And Compliance Enforcement
• US regulatory policy framework and drivers: Expanding US Federal authorities and implications for non-US businesses
• Pushing out global enforcement agenda from the US: Key takeaway from recent actions and settlementsSpeaker(s):
Richard Tornberg
Group Legal Counsel Trade ComplianceEricsson AB (Sweden)
Julie Cooper
Group International Trade Compliance Manager – LegalSpectris (UK)11:00-11:30amRefreshments and Networking11:30am-12:30pmHow To Ensure That Your Compliance Programs Capture Novel Risks
• Which compliance programmes are seen as proactive and well-designed in the eyes of regulators and enforcement agencies?
• How to withstand an increased level of scrutiny by Governments, shareholders and external auditors
• How to meet increased Government expectations on internal controlsSpeaker(s):
Chloe Cina
Partner, National Security, Morrison FoersterDeutsche BankChloe Cina, a barrister and leading international financial sanctions expert. She is the Head of Global Sanctions Advisory at Deutsche Bank. Her work includes advising on complex cross-border investigations, enforcement, high profile transactions and sanctions compliance, particularly in the context of Russia, Iran and humanitarian aid. She’s recognised by international organisations, regulators, and the private sector for her thought leadership and legal advisory work. She worked for United Nations. At the Foreign Office she was in the National Security team where she led the Iran nuclear legal team for the UK. At HSBC she was the UK Head of Sanctions.
Emanuela Marrone
Group Trade Controls Compliance ManagerVodafone GroupEmanuela Marrone is the Trade Controls Compliance Manager at Vodafone Group. She has started her extensive career in Trade Compliance/Export Controls in the aerospace sector where she worked for the world’s leading aerospace companies in their different divisions such as Defence, Civil, and at the Corporate level. Mrs. Marrone is a member of several European groups of Export Controls experts which allowed her to contribute to the EUP2P export control program for arms-ATT’ (EUP2P-ATT) and being a speaker in international conferences, working groups, and author of articles on compliance, non-proliferation, and arms controls. She got her master’s degree in Internationalisation of Trade Relations at the University of Catania after being a visiting scholar in both EU and US universities. In her current role at Vodafone Group, Mrs Marrone is oversighting, both operationally and strategically, the Internal Compliance Program for Vodafone Group and its Local Markets worldwide.
Asmaa Tharwat
Head of Sanctions, Group Compliance and Corporate GovernanceAgricultural Bank Of Egypt (Egypt)12:30-13:30pmNetworking Lunch13:30pm-14:30pmAdvanced Due Diligence To Protect Against Beneficial Ownership Risk
• How effective is your company’s process of uncovering UBOs? What do you expect to see from KYC and due diligence? What information sources are most valuable?
• How do you manage clients with exposure to sanctions and other financial crime concerns?
• What screening solutions ensure robust monitoring?
• Once a hit is discovered: DOs and DON’Ts. How to properly document, report, and track matchesSpeaker(s):
Adam Scragg
Head of Export Controls & Sanctions, Group Ethics & ComplianceJohnson Matthey (UK)
David Whitehouse
Director, Trade Compliance, Danaher Life Sciences PlatformDanaher Corporation (UK)14:30pm-15:30pmEffectively Dealing With Cross-Border Government Investigations
Practical insights on how to prepare and manage cross-border investigation and remediation process in the face of rapidly multiplying and overlapping risks
• How are investigations initiated by authorities in key jurisdictions?
• Gathering evidence: Legal privilege, data privacy laws and disclosure actions
• What do enforcement agencies and regulatory bodies require in respect of historic conduct and what will be considered as mitigating factors?
• Making a case for remediation: Decisive factors, procedural and law enforcement nuisances15:30pm-16:00pmRefreshments and Networking16:00PM-16:45PMBenchmarking Risk Assessment Protocols
• How to ensure that your risk assessment strategy is constantly evolving based on changing risk profiles
• Calibrating your protocols according to your customer base, the business model, the risk appetite and the ever-changing regulatory landscape
• Utilising the right data sources, and network science capabilities and a deep subject matter expertise for a robust transaction solutionSpeaker(s):
Grace Ogedengbe
Head of Financial Crime Operations, EuropeBank ABC (UK)
Cynthia Borg
Head of Financial Crime ComplianceAPS Bank (Malta)16:45pm-17:30pmBIRDS-OF-A-FEATHER” COMPLIANCE ROUNDTABLES
End the first day by discussing highly sensitive topics and unique challenges facing the industry, whilst sharing practical solutions with your peers off the record. All roundtables will be led by an industry expert and will take place simultaneously.
Roundtable: A
AML, Due Diligence and
Beneficial Ownership
Roundtable: B
Sanctions Implementation
and Violations
Roundtable: C
Anti-Bribery
and FCPA
Roundtable: D
ESG Supply ChainsSpeaker(s):
Russell Wallace
Senior AML Compliance ManagerVodafone Group17:30pmEnd of Day -
Thursday, 29 Sep, 202208:45am-09:15amRefreshments and Networking09:15am-09:30am
Co-Chairs’ Opening Remarks
Speaker(s):09:30am-10:30amHandling Internal Investigations: Top Mistakes To Avoid
• Who should be in your investigations team?
• How to manage costs?
• How to handle reputational damage?
• What to consider before making a voluntary disclosure?
• How to developing a robust remediation plan?Speaker(s):
Heather Sroka
Senior CounselNortonLifeLock (USA)10:30am-11:15amChallenges With Sharing Information And Using Data
• Complying with multiple data privacy regimes
• Information sharing networks between regulators, law enforcement bodies, financial institutions and money service businesses
• UK company ownership information11:15am-11:45amNetworking Break11:45am-12:30pmHow To Deal With Human Rights Requirements In The Supply Chain?
The new EU requirements towards a more responsible supply chain:
How does it relate to national obligations and voluntary industry schemes
concerning due diligence, responsible sourcing and human rights
violations?U.S.A Uyghur Forced Labour Prevention Act: what is the impact for
EU-based companies?
Speaker(s):
Johan Evers
Export Controls and Responsible Supply ManagerUmicore (Belgium)Think Tank: Sanctions Are “The New FCPA”
DOJ is making Russia sanctions its top priority. In anticipation of heavyhanded
enforcement actions, the need for specialist knowledge has never
been so profoundly important.
Sign up to the board-room style discussion on this hugely topical area. Held under The
Chatham House Rule. Attendance is limited12:30pm-13:30pmLunch and Networking13:30pm-14:45pmControlling And Monitoring Third-Party Risks
Uncovering and assessing new risks posed by third parties
• Third party due diligence in M&A: how to drill enough into the risks presented by your company`s target
• Vendor management programs: Sharing best practiceSpeaker(s):
Alessio Santoriello
Legal Affairs & Compliance DirectorZTE Italia (Italy)Asmaa Tharwat
Head of Sanctions, Group Compliance and Corporate GovernanceAgricultural Bank Of Egypt (Egypt)14:45pm-15:45pmA Whistle-Blower: Friend Or Foe?
• Expanding US-style protection and rewards: What should potential whistle-blowers and their counsel be aware of?
• Interplay between relevant award laws: How do UK and European regulators and courts view, support and value whistle-blowers?
• The ethical issuesSpeaker(s):
Mateo Jarrin Cuvi
Global ManagerAssociation of Governance Risk & Compliance (UK)15:45pm-16:00pmCo-Chairs Closing Remarks16:00pmEnd of Conference
Jump to: Wednesday, 28 Sep | Thursday, 29 Sep